Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher Armstrong | 2205005 | 1 | 09/17/2003 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 07/18/2003 | Customer Dispute | Settled | $57,492.00 | $0.00 | See FINRA Report |
| Stephen Michael Micelotta | 3003032 | 3 | 07/17/2003 | Customer Dispute | Settled | $23,945.00 | $0.00 | See FINRA Report |
| John Anthony Falco | 4240661 | 1 | 05/20/2003 | Customer Dispute | Pending | $38,349.00 | $0.00 | See FINRA Report |
| Edmond Gordon Rousse | 2219207 | 1 | 03/04/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 10/04/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Kathleen Doucet | 2478992 | 1 | 09/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Charles Maffe | 2531832 | 1 | 07/02/2002 | Customer Dispute | Settled | $62,597.80 | $0.00 | See FINRA Report |
| Penny Lynn Vinson | 5081138 | 2 | 04/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Chris Donnelly | 1374732 | 2 | 02/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |