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FINRA Broker Disclosures for Equity Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 171-180 out of 241 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew A Walker5070569106/10/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph Julian3248139306/08/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
J Townsend Gilbert2313345203/06/2009Customer DisputeSettled$13,084.40$0.00See FINRA Report
Sanford Jay Cohen1509386302/25/2009Customer DisputeDenied$77,503.00$0.00See FINRA Report
Daniel Anthony Decoursy2599385310/13/2008Customer DisputeSettled$50,000.00$0.00See FINRA Report
Daniel Anthony Decoursy2599385309/11/2008Customer DisputeDenied$80,000.00$0.00See FINRA Report
Luis Bernardo Salinas2666677208/15/2008Customer DisputeDenied$31,250.00$0.00See FINRA Report
Christopher John Huchro3139949107/23/2008Customer DisputeClosed-No Action$22,500.00$0.00See FINRA Report
Eric John McDowell2131441206/25/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Alden Bailey4140683105/30/2008Customer DisputeDenied$6,000.00$0.00See FINRA Report

241 Results

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