Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Steven Maly | 1849754 | 1 | 06/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bradley Schwartz | 4496448 | 1 | 06/22/2007 | Customer Dispute | Denied | $11,906.10 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 3 | 05/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Chris Donnelly | 1374732 | 2 | 07/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Burton Kline | 1832996 | 1 | 07/25/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Frank Peter Grasso | 1047250 | 3 | 06/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William George Reynolds | 1532396 | 1 | 05/12/2005 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Frank Peter Grasso | 1047250 | 3 | 03/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Garcia | 2051856 | 1 | 03/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard L Dill | 4164299 | 1 | 01/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |