Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Townsend Gilbert | 2313345 | 2 | 03/06/2009 | Customer Dispute | Settled | $13,084.40 | $0.00 | See FINRA Report |
| Sanford Jay Cohen | 1509386 | 1 | 02/25/2009 | Customer Dispute | Denied | $77,503.00 | $0.00 | See FINRA Report |
| Christopher John Huchro | 3139949 | 1 | 07/23/2008 | Customer Dispute | Closed-No Action | $22,500.00 | $0.00 | See FINRA Report |
| Eric John McDowell | 2131441 | 2 | 06/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Alden Bailey | 4140683 | 1 | 05/30/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Justin Paine | 4544671 | 3 | 05/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 8 | 04/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Edward Katenkamp | 4491420 | 3 | 03/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tim Brooks Sampson | 2296810 | 1 | 10/16/2007 | Customer Dispute | Denied | $16,895.90 | $0.00 | See FINRA Report |
| Michael J Chiarella | 5934656 | 2 | 08/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |