Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Demartino | 64969 | 1 | 08/16/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Edward Katenkamp | 4491420 | 3 | 08/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 8 | 11/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 8 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 8 | 10/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Michael Micelotta | 3003032 | 3 | 10/05/2009 | Customer Dispute | Denied | $11,842.70 | $0.00 | See FINRA Report |
| Kevin Gene Wortham | 4963182 | 1 | 10/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Walton Poss | 1862060 | 1 | 09/24/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Moratti | 2397720 | 1 | 06/15/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Matthew A Walker | 5070569 | 1 | 06/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |