Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Barone | 5678941 | 4 | 11/14/2014 | Customer Dispute | Denied | $10,437.30 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 9 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 9 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Mamais | 2591604 | 2 | 08/25/2014 | Customer Dispute | Settled | $537,787.00 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 07/18/2014 | Customer Dispute | Closed-No Action | $15,043.00 | $0.00 | See FINRA Report |
| Conor F.P Boyd | 4694796 | 1 | 05/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Horvath | 4172027 | 3 | 04/17/2014 | Customer Dispute | Denied | $69,219.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 04/17/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Smith | 5636773 | 1 | 10/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |