Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Andrew Goncz | 4085274 | 2 | 11/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Smith | 5636773 | 1 | 10/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Heishman | 5294722 | 3 | 09/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Chiarella | 5934656 | 2 | 09/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Cunningham | 1046890 | 2 | 07/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Andrew Goncz | 4085274 | 2 | 05/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Digiacomo | 2100872 | 1 | 05/03/2013 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Phillip Michael Jones | 3030899 | 1 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohamed Nour Abdallah | 1393531 | 3 | 03/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Simon | 728964 | 1 | 02/05/2013 | Customer Dispute | Settled | $219,528.00 | $0.00 | See FINRA Report |