Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack M Somer | 1070180 | 9 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 04/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lloyd Space | 1180028 | 3 | 03/03/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Cunningham | 1046890 | 2 | 02/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Demarco | 4817678 | 2 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Demarco | 4817678 | 2 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Duke Turner | 4531215 | 2 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 01/15/2015 | Customer Dispute | Settled | $11,567.00 | $0.00 | See FINRA Report |
| Joshua Michael Lochner | 6154212 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Loren Shane Jenson | 4374367 | 1 | 11/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |