Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Francis Horvath | 4172027 | 3 | 07/18/2014 | Customer Dispute | Closed-No Action | $15,043.00 | $0.00 | See FINRA Report |
| Scott S McKeever | 4505114 | 1 | 07/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clare Morris | 5342327 | 1 | 05/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conor F.P. Boyd | 4694796 | 1 | 05/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Horvath | 4172027 | 3 | 04/17/2014 | Customer Dispute | Denied | $69,219.00 | $0.00 | See FINRA Report |
| John S Mayock | 4503632 | 2 | 04/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Whitney Bridges | 4218881 | 1 | 03/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Nicholas Travaglini | 3086591 | 1 | 02/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Heishman | 5294722 | 3 | 01/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |