Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Charles Petersen | 3062994 | 4 | 04/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lloyd Space | 1180028 | 3 | 03/03/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Cunningham | 1046890 | 2 | 02/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Demarco | 4817678 | 2 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Demarco | 4817678 | 2 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Lochner | 6154212 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Micelotta | 3003032 | 3 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Loren Shane Jenson | 4374367 | 1 | 11/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 8 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 8 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |