Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Albert Mangiro | 1744967 | 9 | 05/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Slater | 5672481 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Linden | 4735031 | 1 | 03/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 01/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Jerome Larsen | 6192239 | 3 | 01/20/2016 | Customer Dispute | Denied | $10,074.60 | $0.00 | See FINRA Report |
| Rod Eric Hurowitz | 2449343 | 1 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Givens | 5667215 | 1 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sebastian Vincent Maruca | 2872435 | 2 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Anthony Decoursy | 2599385 | 3 | 09/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derrick Malcolm Wilson | 5765216 | 1 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |