Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Doyle Olson | 3213498 | 4 | 08/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Francis Sparacio | 2083726 | 1 | 07/22/2010 | Customer Dispute | Settled | $4,300,000.00 | $0.00 | See FINRA Report |
| J Townsend Gilbert | 2313345 | 2 | 03/06/2009 | Customer Dispute | Settled | $13,084.40 | $0.00 | See FINRA Report |
| Daniel Anthony Decoursy | 2599385 | 3 | 10/13/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eric John McDowell | 2131441 | 2 | 06/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Jeffers | 3020016 | 1 | 03/27/2008 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Patrick Steven Maly | 1849754 | 1 | 06/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 4 | 11/22/2004 | Customer Dispute | Settled | $23,977.80 | $0.00 | See FINRA Report |
| Daniel Alan Soud | 1966477 | 1 | 01/31/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Anthony Maffei | 1054089 | 1 | 09/17/2003 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |