Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis George Dine | 5605628 | 2 | 04/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 4 | 05/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Peter Grasso | 1047250 | 3 | 06/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Peter Grasso | 1047250 | 3 | 03/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Doucet | 2478992 | 1 | 09/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 12/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 03/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |