Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Robinson | 2096303 | 4 | 10/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 9 | 07/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Pent | 4976653 | 1 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Leroy Ebo | 5654633 | 1 | 05/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 9 | 05/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Petersen | 3062994 | 5 | 04/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Cunningham | 1046890 | 2 | 07/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Sosa | 5084455 | 1 | 09/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Julian | 3248139 | 3 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Norman Riley | 1857635 | 3 | 08/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |