Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack M Somer | 1070180 | 9 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Slater | 5672481 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 01/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Malcolm Wilson | 5765216 | 1 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 09/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryne Ann Stuempert | 3005680 | 1 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 07/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Marino | 4133777 | 4 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |