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FINRA Broker Disclosures for Equity Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brandon Jerome Larsen6192239307/12/2019FinancialFinal$0.00$0.00See FINRA Report
Yong-Durk Lee4612279106/03/2019FinancialFinal$0.00$0.00See FINRA Report
Robert Solarchik2346856106/29/2018FinancialPending$0.00$0.00See FINRA Report
Patrick Neil Farrell2376686106/01/2018FinancialFinal$0.00$0.00See FINRA Report
Luis Enrique Servellon6761547304/10/2018FinancialFinal$0.00$0.00See FINRA Report
Christopher Alexander Marino4133777404/01/2018FinancialFinal$0.00$0.00See FINRA Report
Joseph Julian3248139303/07/2018FinancialFinal$0.00$0.00See FINRA Report
Luis Enrique Servellon6761547302/02/2018FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Eckert6121500104/27/2017FinancialFinal$0.00$0.00See FINRA Report
Christopher A Saras2884291103/29/2017FinancialFinal$0.00$0.00See FINRA Report

41 Results

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