Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brandon Jerome Larsen | 6192239 | 3 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yong-Durk Lee | 4612279 | 1 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Solarchik | 2346856 | 1 | 06/29/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Patrick Neil Farrell | 2376686 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Luis Enrique Servellon | 6761547 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Alexander Marino | 4133777 | 4 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Julian | 3248139 | 3 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Luis Enrique Servellon | 6761547 | 3 | 02/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Eckert | 6121500 | 1 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher A Saras | 2884291 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |