Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Thomas Brown | 1499353 | 1 | 10/05/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ginger Faye Ausban | 5986625 | 1 | 06/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Norman Riley | 1857635 | 3 | 07/25/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Ira Trehub | 1615809 | 1 | 02/12/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |