Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Alexander Marino | 4133777 | 4 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Julian | 3248139 | 3 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Barnes | 5904416 | 3 | 03/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Servellon | 6761547 | 3 | 02/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Eckert | 6121500 | 1 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher A Saras | 2884291 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick D Montgomery | 5846387 | 2 | 06/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |