Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Huber | 6876982 | 1 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Marino | 4133777 | 4 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Servellon | 6761547 | 3 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Penny Lynn Vinson | 5081138 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Leroy Stephens | 2729049 | 1 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Jerome Larsen | 6192239 | 3 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yong-Durk Lee | 4612279 | 1 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Barnes | 5904416 | 3 | 10/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Neil Farrell | 2376686 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Servellon | 6761547 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |