Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Ortenzio | 1499407 | 3 | 11/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael V Marino | 2181716 | 1 | 11/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis J Detota | 5596745 | 1 | 08/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Julian | 3248139 | 3 | 06/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Peter Grasso | 1047250 | 3 | 10/10/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Kausch | 1944016 | 2 | 02/27/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Jordan Lipton | 2833072 | 2 | 06/29/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |