Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lloyd Space | 1180028 | 3 | 02/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Barnes | 5904416 | 3 | 01/05/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Horvath | 4172027 | 3 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John N Kalil | 2455833 | 2 | 11/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rod Eric Hurowitz | 2449343 | 1 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Givens | 5667215 | 1 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sebastian Vincent Maruca | 2872435 | 2 | 01/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick D Montgomery | 5846387 | 2 | 06/22/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Conor F.P Boyd | 4694796 | 1 | 05/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary Perez | 5679451 | 1 | 09/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |