Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lloyd Space | 1180028 | 3 | 03/03/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 11/14/2014 | Customer Dispute | Denied | $10,437.30 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 04/17/2014 | Customer Dispute | Denied | $69,219.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 04/17/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Douglas Romero | 5777158 | 1 | 06/07/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramon Luis Martinez | 4327781 | 1 | 12/04/2012 | Customer Dispute | Denied | $5,686.05 | $0.00 | See FINRA Report |
| James Christopher Muro | 2235192 | 1 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Ortenzio | 1499407 | 3 | 10/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Ortenzio | 1499407 | 3 | 08/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |