Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Soo | 2641965 | 1 | 08/25/2010 | Customer Dispute | Closed-No Action | $3,470,000.00 | $0.00 | See FINRA Report |
| Gerald Martin Mirra | 834197 | 1 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlo Joseph Marano | 827475 | 1 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 08/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Anthony Demartino | 64969 | 1 | 08/16/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Francis Sparacio | 2083726 | 1 | 07/22/2010 | Customer Dispute | Settled | $4,300,000.00 | $0.00 | See FINRA Report |
| Mark Alan Jacoby | 2752704 | 1 | 03/09/2010 | Customer Dispute | Denied | $561,142.00 | $0.00 | See FINRA Report |
| Kevin Gene Wortham | 4963182 | 1 | 10/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Walton Poss | 1862060 | 1 | 09/24/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Moratti | 2397720 | 1 | 06/15/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |