Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alec Edward Hoke | 1921673 | 3 | 07/16/2012 | Customer Dispute | Settled | $121,917.00 | $0.00 | See FINRA Report |
| Eric Wayne Heishman | 5294722 | 1 | 06/22/2012 | Customer Dispute | Settled | $15,375.00 | $0.00 | See FINRA Report |
| James Christopher Muro | 2235192 | 1 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edgar Parsons Roberts | 1333119 | 1 | 12/05/2011 | Customer Dispute | Settled | $190,490.00 | $0.00 | See FINRA Report |
| James Michael Ortenzio | 1499407 | 3 | 10/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Ortenzio | 1499407 | 3 | 08/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 08/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sebastian Vincent Maruca | 2872435 | 2 | 06/27/2011 | Customer Dispute | Denied | $305,686.00 | $0.00 | See FINRA Report |
| Dawn Michelle Shannon | 4189840 | 1 | 12/20/2010 | Customer Dispute | Settled | $9,413.53 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 10/28/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |