Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Barone | 5678941 | 4 | 04/17/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Smith | 5636773 | 1 | 10/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Douglas Romero | 5777158 | 1 | 06/07/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Digiacomo | 2100872 | 1 | 05/03/2013 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Steven Alan Simon | 728964 | 1 | 02/05/2013 | Customer Dispute | Settled | $219,528.00 | $0.00 | See FINRA Report |
| Ramon Luis Martinez | 4327781 | 1 | 12/04/2012 | Customer Dispute | Denied | $5,686.05 | $0.00 | See FINRA Report |
| Peter Mamais | 2591604 | 2 | 12/04/2012 | Customer Dispute | Settled | $377,000.00 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 10/01/2012 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Manuel Duke Turner | 4531215 | 2 | 08/16/2012 | Customer Dispute | Settled | $13,810.80 | $0.00 | See FINRA Report |