Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Anthony Decoursy | 2599385 | 3 | 09/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gayle Oppenlander | 1090076 | 1 | 07/09/2015 | Customer Dispute | Denied | $185,122.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 07/09/2015 | Customer Dispute | Denied | $185,122.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 06/22/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 03/03/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 01/15/2015 | Customer Dispute | Settled | $11,567.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 11/14/2014 | Customer Dispute | Denied | $10,437.30 | $0.00 | See FINRA Report |
| Peter Mamais | 2591604 | 2 | 08/25/2014 | Customer Dispute | Settled | $537,787.00 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 07/18/2014 | Customer Dispute | Closed-No Action | $15,043.00 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 04/17/2014 | Customer Dispute | Denied | $69,219.00 | $0.00 | See FINRA Report |