Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carey Ann Yukich | 4425087 | 1 | 08/31/2017 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Carlos Javier Lugo | 5478220 | 1 | 07/05/2017 | Customer Dispute | Denied | $2,747.81 | $0.00 | See FINRA Report |
| Michael Patrick Previti | 4363006 | 1 | 06/22/2017 | Customer Dispute | Denied | $88,765.00 | $0.00 | See FINRA Report |
| Justin Paine | 4544671 | 3 | 04/06/2017 | Customer Dispute | Denied | $15,300.00 | $0.00 | See FINRA Report |
| Bert Henry Livingston | 1415670 | 1 | 01/13/2017 | Customer Dispute | Denied | $53,674.00 | $0.00 | See FINRA Report |
| Edward John Kotak | 6122803 | 3 | 12/06/2016 | Customer Dispute | Denied | $9,465.42 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 11/04/2016 | Customer Dispute | Withdrawn | $54,000.00 | $0.00 | See FINRA Report |
| Randall Harding MacGovern | 2059852 | 3 | 05/19/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Richard Scott Linden | 4735031 | 1 | 03/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brandon Jerome Larsen | 6192239 | 3 | 01/20/2016 | Customer Dispute | Denied | $10,074.60 | $0.00 | See FINRA Report |