Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ross P Steelman | 6994293 | 2 | 09/27/2019 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Paine | 4544671 | 3 | 01/28/2019 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Stefan Tunaru | 5570657 | 3 | 01/25/2019 | Customer Dispute | Settled | $7,642.00 | $0.00 | See FINRA Report |
| G David Nolan | 1248361 | 1 | 10/08/2018 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 10/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard S Hyams | 3102005 | 1 | 05/24/2018 | Customer Dispute | Settled | $5,146.23 | $0.00 | See FINRA Report |
| Travis Peter Ramsdell | 2910460 | 1 | 01/19/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony David Ringston | 4082711 | 1 | 01/12/2018 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |