Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmond Gordon Rousse | 2219207 | 1 | 03/04/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 10/04/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| John Charles Maffe | 2531832 | 1 | 07/02/2002 | Customer Dispute | Settled | $62,597.80 | $0.00 | See FINRA Report |
| Daniel R Reitz | 2031009 | 1 | 04/15/2002 | Customer Dispute | Denied | $24,506.40 | $0.00 | See FINRA Report |
| Michael Chris Donnelly | 1374732 | 2 | 02/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew R Marino | 2412505 | 1 | 12/03/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Anthony John Khoury | 2916900 | 1 | 07/30/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 02/02/2001 | Customer Dispute | Pending | $27,541.30 | $0.00 | See FINRA Report |
| Gregory Paul Kausch | 1944016 | 2 | 01/16/2001 | Customer Dispute | Settled | $6,137.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 12/11/2000 | Customer Dispute | Settled | $14,566.70 | $0.00 | See FINRA Report |