Our Staff has compiled our research into a database of FINRA Broker Disclosures for Manning & Napier Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Coty Brawdy | 6106713 | 1 | 10/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan M Stiphany | 6004778 | 1 | 03/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John A Pilkington | 4862470 | 2 | 03/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Kyle Ryan | 3047526 | 2 | 09/05/2002 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| John A Pilkington | 4862470 | 2 | 10/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Kyle Ryan | 3047526 | 2 | 06/13/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |