Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Fund Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Solomon G Chinn | 3198535 | 4 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Bolger Weir | 1073438 | 1 | 06/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Solomon G Chinn | 3198535 | 4 | 02/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Solomon G Chinn | 3198535 | 4 | 05/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Marie Fuhlbrigge | 1857932 | 2 | 11/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Solomon G Chinn | 3198535 | 4 | 04/26/2011 | Customer Dispute | Denied | $561.00 | $0.00 | See FINRA Report |
| Diane Marie Fuhlbrigge | 1857932 | 2 | 10/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |