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FINRA Broker Disclosures for Nationwide Fund Distributors LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Fund Distributors LLC. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Solomon G Chinn3198535412/21/2016FinancialFinal$0.00$0.00See FINRA Report
Kathleen Bolger Weir1073438106/09/2016FinancialFinal$0.00$0.00See FINRA Report
Solomon G Chinn3198535402/09/2015Judgment / Lien$0.00$0.00See FINRA Report
Solomon G Chinn3198535405/22/2014Judgment / Lien$0.00$0.00See FINRA Report
Jena Gruenebaum5691217105/29/2013Customer DisputeDenied$150,000.00$0.00See FINRA Report
Diane Marie Fuhlbrigge1857932211/02/2011Judgment / Lien$0.00$0.00See FINRA Report
Solomon G Chinn3198535404/26/2011Customer DisputeDenied$561.00$0.00See FINRA Report
Diane Marie Fuhlbrigge1857932210/07/2010Judgment / Lien$0.00$0.00See FINRA Report

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