Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Fisher Steffan | 4706641 | 4 | 02/02/2010 | Customer Dispute | Settled | $96,333.00 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 01/23/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 01/11/2008 | Customer Dispute | Closed-No Action | $55,447.60 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 10/01/2007 | Customer Dispute | Denied | $23,380.70 | $0.00 | See FINRA Report |
| Daniel Michael Groza | 5522698 | 2 | 11/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Burk | 2229019 | 1 | 07/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Browning | 6914526 | 1 | 04/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nickolas J Ballas | 1319931 | 1 | 12/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Stiff | 3077611 | 1 | 01/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |