Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Marie Woram | 6412837 | 1 | 06/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dave Terrance Forde | 4267737 | 1 | 05/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendy Paris Powell | 6958925 | 2 | 07/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Thomas Mitcham | 6546979 | 2 | 05/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Thomas Mitcham | 6546979 | 2 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |