Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David L Williams | 6697532 | 6 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Anthony Harris | 4523517 | 1 | 11/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Newell Ogden | 3173403 | 6 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |