Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James (USA) Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Werner Schiesser | 5072768 | 4 | 07/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Werner Schiesser | 5072768 | 4 | 07/06/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Aspell | 2831466 | 1 | 09/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark David Armstrong | 4633235 | 1 | 03/07/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |