Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James (USA) Ltd.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian John Porraccio-Meguerditch | 6381902 | 1 | 12/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allard Cox | 7703061 | 1 | 07/28/2022 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Stephen David Gibson | 6849637 | 2 | 07/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen David Gibson | 6849637 | 2 | 06/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Andrew Steele | 5114218 | 2 | 10/22/2012 | Customer Dispute | Settled | $76,208.00 | $0.00 | See FINRA Report |
| Erik Moisan | 5833929 | 1 | 06/22/2010 | Customer Dispute | Settled | $13,786,800.00 | $0.00 | See FINRA Report |
| Joseph Perry Dawson | 4642564 | 1 | 04/09/2009 | Customer Dispute | Settled | $15,864.20 | $0.00 | See FINRA Report |
| Robert Werner Schiesser | 5072768 | 4 | 10/17/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Werner Schiesser | 5072768 | 4 | 10/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Andrew Steele | 5114218 | 2 | 02/03/2006 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |