Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Vincent Bradley | 2105923 | 2 | 09/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald William Devon | 6164071 | 1 | 05/11/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Earl Sandefur | 1976255 | 1 | 01/12/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Morales | 2122181 | 1 | 07/04/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Bradley | 2105923 | 2 | 06/15/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Apodaca | 4525970 | 1 | 06/30/1973 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |