Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hennion & Walsh, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Nolan Ponte | 3093523 | 1 | 05/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Joseph Ebbighausen | 4429925 | 1 | 01/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 08/01/1994 | Customer Dispute | Award / Judgment | $21,068.10 | $2,777.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 03/13/1991 | Customer Dispute | Award / Judgment | $24,860.80 | $14,498.90 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Fitzsimmons | 1625889 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Fitzsimmons | 1625889 | 2 | 08/10/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |