Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hennion & Walsh, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Logue | 2905209 | 4 | 07/02/2010 | Customer Dispute | Settled | $157,916.00 | $0.00 | See FINRA Report |
| Cyrus Kasad | 4333893 | 1 | 03/24/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen George Kowalski | 1919574 | 1 | 06/25/2009 | Customer Dispute | Settled | $293,298.00 | $0.00 | See FINRA Report |
| Joshua James Edwards | 4426330 | 2 | 09/26/2008 | Customer Dispute | Settled | $21,982.00 | $0.00 | See FINRA Report |
| Richard Hennion | 1315386 | 5 | 04/24/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Walter Walsh | 1174993 | 2 | 07/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Hennion | 1315386 | 5 | 07/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Kowalczyk | 2262204 | 2 | 06/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Hennion | 1315386 | 5 | 04/16/2004 | Customer Dispute | Award / Judgment | $20,000.00 | $11,000.00 | See FINRA Report |
| Richard Peter Hveem | 2622370 | 6 | 03/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |