Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hennion & Walsh, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Hennion | 1315386 | 5 | 02/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Peter Hveem | 2622370 | 6 | 06/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Nolan Ponte | 3093523 | 1 | 05/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Fitzsimmons | 1625889 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Fitzsimmons | 1625889 | 2 | 08/10/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |