Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hennion & Walsh, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Colin Armstrong | 6091357 | 1 | 06/29/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $41,957.10 | See FINRA Report |
| William Hennion | 2048378 | 3 | 08/20/2015 | Customer Dispute | Award / Judgment | $300,000.00 | $155,935.00 | See FINRA Report |
| Cal Jason Smith | 3099069 | 1 | 09/10/2010 | Customer Dispute | Award / Judgment | $5,030.00 | $5,030.00 | See FINRA Report |
| Richard Hennion | 1315386 | 5 | 04/16/2004 | Customer Dispute | Award / Judgment | $20,000.00 | $11,000.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 08/01/1994 | Customer Dispute | Award / Judgment | $21,068.10 | $2,777.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 03/13/1991 | Customer Dispute | Award / Judgment | $24,860.80 | $14,498.90 | See FINRA Report |