Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Bunyon Glover | 1628301 | 3 | 12/06/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Boyette | 722363 | 1 | 08/01/1989 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Brian Richard Clauer | 2573786 | 1 | 09/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Bradley Adkins | 2103099 | 1 | 12/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |