Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Constantine Geaneas | 2391503 | 5 | 05/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 10/25/2000 | Customer Dispute | Award / Judgment | $1,750,000.00 | $35,000.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 10/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stacey Lynn Lavender | 4365033 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Bunyon Glover | 1628301 | 3 | 09/30/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Frederick Nash | 857426 | 2 | 09/30/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Bunyon Glover | 1628301 | 3 | 04/09/1996 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| John Frederick Nash | 857426 | 2 | 04/09/1996 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Bryan Harris | 1032524 | 1 | 04/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Francis Saran | 726113 | 1 | 01/20/1995 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |