Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tiare Larsen | 6703839 | 1 | 08/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefan Marchut Lavallee | 3162652 | 5 | 06/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stasia Ashmala Veramallay | 4123662 | 1 | 11/09/2015 | Customer Dispute | Settled | $11,082.30 | $0.00 | See FINRA Report |
| Michael J Boatman | 4698873 | 1 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joann Rachele Palmere | 5533103 | 1 | 07/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Phillips | 3242965 | 3 | 02/16/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Stefan Marchut Lavallee | 3162652 | 5 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Devlin | 3074341 | 1 | 03/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Walter Schmidt | 5299312 | 1 | 09/20/2010 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Lee Facka | 2706401 | 1 | 09/16/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |