Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allianz Global Investors Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Koo | 1784638 | 1 | 05/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Michael Thomas Pinto | 2636320 | 2 | 03/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Thomas Pinto | 2636320 | 2 | 03/11/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |