Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Alan Hyde | 862184 | 2 | 06/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Stryczny | 2172840 | 4 | 06/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 04/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 10/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 04/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Franklyn Lutz Jr. | 4163091 | 1 | 09/22/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Alan Hyde | 862184 | 2 | 09/02/2008 | Customer Dispute | Denied | $12,375.00 | $0.00 | See FINRA Report |
| Jerome August Borzello | 801913 | 1 | 11/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Stryczny | 2172840 | 4 | 12/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/18/2005 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |