Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace Efford Sheely | 851609 | 10 | 04/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 10/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 04/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Franklyn Lutz Jr | 4163091 | 1 | 09/22/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome August Borzello | 801913 | 1 | 11/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/18/2005 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 05/17/2004 | Customer Dispute | Withdrawn | $125,924.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/16/2001 | Customer Dispute | Denied | $10,869.30 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 01/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/29/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |