Our Staff has compiled our research into a database of FINRA Broker Disclosures for GLP Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paula Wayne Smith | 1090357 | 3 | 09/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Lychuk | 1078687 | 4 | 12/22/1999 | Customer Dispute | Settled | $138,800.00 | $0.00 | See FINRA Report |
| Paula Wayne Smith | 1090357 | 3 | 05/15/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad E Dixon | 4024301 | 1 | 09/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Lychuk | 1078687 | 4 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Lychuk | 1078687 | 4 | 11/28/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Lychuk | 1078687 | 4 | 09/06/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Scott Diewald | 5354504 | 1 | 07/18/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |