Our Staff has compiled our research into a database of FINRA Broker Disclosures for GLP Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Ross Laurie | 6238811 | 2 | 11/04/2022 | Customer Dispute | Denied | $9,400.00 | $0.00 | See FINRA Report |
| George Michael Kontos | 7147967 | 1 | 01/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Terry Andrew Keith | 7299028 | 1 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Olson | 6411974 | 1 | 08/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Wesley Howell | 7502993 | 1 | 01/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Wayne Smith | 1090357 | 3 | 12/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Romonia Bradford Lee | 6381198 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Lynn Hise | 7326392 | 1 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Kemon Papacosta | 5518819 | 1 | 02/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Ross Laurie | 6238811 | 2 | 08/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |