Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nitin Gobindram Bahirwani | 4748899 | 5 | 11/24/2021 | Customer Dispute | Closed-No Action | $354,130.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 7 | 11/16/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Tortorici | 2741139 | 1 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Boris Evgenevich Shabovta | 7210033 | 7 | 04/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin William Padilla | 2442136 | 11 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Boris Evgenevich Shabovta | 7210033 | 7 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Gaye Marcelli | 1648577 | 1 | 09/10/2020 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 7 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 7 | 06/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |