Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Campbell | 2317807 | 9 | 11/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 04/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Christopher Cannella | 2457965 | 1 | 03/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Edward Larkin | 4386245 | 2 | 12/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Boyd John Klingler | 1294692 | 1 | 11/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |