Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Campbell | 2317807 | 9 | 07/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Daniel Bergin | 1336791 | 2 | 02/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 02/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 12/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 12/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 06/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 12/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Montague Stephan Henry | 1729463 | 5 | 10/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |