Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison Barbara Clago | 1193764 | 3 | 12/28/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick Anthony Ciocia | 1751317 | 2 | 08/09/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Boniello | 732496 | 1 | 04/01/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |